"Outward Signs: Toward a Semiotics of the Eucharist" - paper by David Dault
The following is a draft of the paper I delivered to the Liturgy and Sacraments section of the 2009 Catholic Theological Society of America conference in Halifax, Nova Scotia. There was a good discussion that followed in the question and answer portion. I will try to have an audio of both up on my website soon.
n.b., some definitions: As explicated in the footnotes below, "CCC' and "USCCA" refer to various Catholic Catechisms. "RCIA" is the "Rite of Christian Initiation for Adults," the process by which adults are brought into the Catholic faith. The "mandatum" is an affirmation between instructor and Bishop that one's teaching will not be contrary to the doctrines and orthodoxy as defined by the Magisterium of the Catholic Church. In Catholicism a Deacon is a specific ordained office of the Church, charged with care of the poor, teaching, and the sharing of Scripture. "Zwinglianism" refers to Ulrich Zwingli and his followers, whose ideas were very influential during the Reformation. Zwingli is probably most famous for his debate with Martin Luther over the presence of Christ in the Eucharist. Zwingli hewed to the verse, "Do this in memory of me," while Luther repeated and eventually carved into the table in front of him and pointed repeatedly to the verse, "This is my body." So it goes.
This is a preliminary version. I plan to revise it for publication in the next few months. Please treat it as copyrighted, though you are welcome to contact me if you find a portion of it useful and would like to use it in your work. Thanks for reading!
I come before you today as an inhabitant of two very distinct worlds: in the first place, I am a Roman Catholic who teaches actively in my parish's RCIA program. I am an adjunct at Aquinas College, the local Dominican school in Nashville, and I have been given the mandatum by my local Bishop. So I am very firmly involved in this sphere of the Catholic world.
In the second place, I am also an assistant professor at a small, historically African-American Baptist seminary in Nashville, and my theological training has been exclusively through Protestant-based programs (I attended a Presbyterian seminary, and Vanderbilt, where I did my doctorate, is formerly Wesleyan, though it is now considered non-denominational).
Needless to say, these two distinct worlds offer quite a range from which to reflect upon the similarities and differences of Catholic and Protestant teaching and practices, and it is from such reflections that I offer my comments this afternoon. The time does not allow me to be as comprehensive as I would like, but perhaps what I offer here can be expanded in the question and answer portion, and will blossom into further conversations after the conference. We shall see.
In particular today I want to comment on the sacrament of the Eucharist. In RCIA, Eucharist is described and articulated in certain ways that, while technically correct, may lead to profound misunderstandings among those former Protestants who are contemplating making the journey to the Catholic faith, or who are already on it. So I hope this paper will both raise some awareness about these difficulties of understanding, and how they might be avoided, as well as offering a more refined language of articulation for both extra- and intra-Catholic dialogue.
The various Catechisms I consulted (the CCC and the US Compend) offer the following core definition: "The sacraments are efficacious signs of grace, instituted by Christ and entrusted to the Church, by which divine life is dispensed to us."1 The CCC adds, "The visible rites by which sacraments are celebrated signify and make present the graces proper to each sacrament." This definition, and the discussions that follow it in the various catechisms are, I think, exact and helpful when treated in their context.
However, in my experience in RCIA, my fellow deacons and teachers will often not use the language of the Catechism I quoted a moment ago. Instead they substitute a phrase that, on the surface, may seem interchangeable, but (I submit) is not. This phrase is that the sacraments are, "An outward sign of an inward grace." Additionally, I should note that individuals going through catechesis have relayed to me that they have been told that the sacraments are, "ordinary things used for extraordinary purposes."2
Again, on the face of them, and in a proper context, these two statements are correct and proper. However, I want to highlight how they might be, and often are, heard by curious Protestants. To do this, I am going to take a quick detour through the discipline of semiotics, the "science of signs" popularized a little over a century ago by Charles Pierce, Ferdinand de Saussure and others. Semiotics, at its simplest, is a discipline which explores the relationship of communicative or symbolic systems and the things or states of affairs to which such systems refer. In semiotic parlance, respectively, the symbols referring are "signs," and the things or states of affairs referred to are "signifieds."
Without getting too technical, what is important to get out of this is that I am going to argue that Catholics and Protestants understand the "signs" and "signifieds" of the Eucharist very differently, and unless this difference is attended to properly, our attempts to articulate the Eucharist to inquirers will continue to lead to profound (and at points heretical) misunderstandings.
The language of the Catechism is careful to articulate that the relation between sign and signified in sacraments such as the Eucharist is not an arbitrary relation. When the Catechism defines the sacraments as signs "efficacious... and instituted..." to "make present the graces proper to each sacrament" this non-arbitrary relationship is stressed. The signs (the visible objects, the communicative elements) are non-interchangeable in such an articulation. There is a direct connection between (to use the words of the US Compend) the "visible reality [of] their outward expression" and the "invisible reality... [God's] gracious gift in redeeming us."3
The difficulty I keep seeing is that those coming to us from various Protestant faiths are coming from metaphysical systems that function with a very different relation between sign and signified. Take, for example, the Zwinglian forms of Eucharistic understanding (of which my Baptist students are prime examples). The language of the Baptist faith has dispensed with the notion of "sacrament" entirely, preferring instead to refer to the "Lord's Supper" and Baptism as "ordinances." The ordinances are, in the language of semiotics, signs without signifieds. In other words, when a believer is baptized or receives cracker and juice in a Baptist context, the metaphysic at work is that there is no "invisible reality," in the sense of the Catechism's understanding, at work. The actions performed are not "empty" in the sense that, for the Zwinglian (Baptists and others) the actions are commemorative (i.e., Jesus asked us to do them, so we do them). They are not, however, efficacious in the manner articulated by the Catechism.
While not all Protestant traditions are Zwinglian in this manner, many of them share this distrust of the efficacious and instituted relation between sign and signified. Hence, for example, the stories I would occasionally hear during my years at seminary about youth groups on mission trips substituting Coca-Cola and snack crackers in ad-hoc "Eucharists" presided over by (I would suggest) overly-enthusiastic youth pastors. The common denominator here among both the Zwinglian and non-Zwinglian Protestant traditions is a certain arbitrariness between the sign and signified in the sacraments. In other words, the "visible signs" that point to the "invisible realities" are, to a greater or lesser extent, understood to be interchangeable.
The roots of this arbitrariness are, of course, historically proper to the development of Protestantism in its many forms. It is precisely by loosening the "efficacious and instituted" relationship between sign and signified that allows the various Protestant metaphysical systems to claim quasi-Apostolic and grace-fully constituted practices. While I disagree ultimately with the veracity of such claims, it is not the place of the present discussion to argue the merits of such historical developments in Protestantism. Rather, I want to use these historical conditions to emphasize my point that inquirers from Protestantism must, as a result of these conditions, hear our articulation of the sacrament of the Eucharist differently than we intend it, as Catholics, to be heard.
So, for example, when we teach about the Eucharist, we teach that the grace efficaciously associated with the elements of wafer and wine enact a change in the state of the recipient with regard to sin and grace. In simple language, the sign is effective because it signifies a reality (Christ), which alters the reality of the recipient. Thus, when we talk about "outward sign" here, we Catholics have in mind something akin to the vows of a marriage or the conferring of an academic degree: the action, while symbolic, if inextricably tied to the unseen but present change in the reality of the recipient (i.e., one becomes espoused, or becomes a doctor, etc.).
This is not the way in which the word "sign" is heard, however, by those raised in Protestant metaphysical systems. In many Protestant understandings, efficacious change in the life of the believer never occurs (in the Baptist traditions of my students, for example, there is an active debate in the hymnals as to whether the sinner is "washed" or "covered" by the blood of the Lamb. In the former, the sin is changed through being washed clean; in the latter, the sin is ever-present in the believer, though rendered invisible to the Father through the actions of the Son). Even in those Protestant communities where some measure of change is understood to take place (e.g., Methodism, Episcopalianism, Lutheranism), there is a level of divorce between the sign performed and the change signified. I would offer that these bifurcations of sign and signified, in their many manifestations, arise from the historic objections to the sacraments and indeed the Church itself, as "instituted" in the sense meant by Catholic understanding.
Thus our catechumens will hear our simple explanation that a sacrament is "an outward sign of an inward grace" not, as we intend it (i.e., "this is the necessary, efficacious and instituted sign of the signified reality of grace"), but rather through these Protestant metaphysics I have described (i.e., "this is the unimportant, arbitrary and ultimately dispensable symbol that points to what is truly important: the invisible reality that operates apart from all 'institutions of men'").
Even more than this, it has seemed in my observations that (and this is true even with cradle Catholics) our catechists in RCIA have themselves begun to adopt the semiotic bifurcations of our Protestant cousins. By this I mean that as the catechumens ask for explanations of our definitions, I have seen catechists grapple for language and the metaphysic they come up with is not the one we have been discussing here, as articulated in the Catechisms. Rather, they find ready to hand the articulations that are prevalent in the southern-Protestant culture in which I am, and everyone around me is, swimming.
The result is that our RCIA catechesis itself minimizes and obscures the essential metaphysical and doctrinal differences at work in our articulations of the reality of the sacraments. Cradle Catholics may fail to spot this due to a lack of depth in understanding the various Protestant traditions out of which our catechumens are coming, and the profound differences in metaphysics at work among them. Conversely, catechists like myself who have been reconciled to the Church out of various Protestant traditions may ourselves misunderstand Catholicism at these essential points of difference. In other words, our catechesis can suffer greatly by being either too Protestant or too Catholic.
Where I hope this discussion of semiotics will prove most helpful is in encouraging us to take a step back and consider the many ways in which these terms "outward sign" and "inward grace" can be heard. The meaning of these terms, and how they are understood to relate, as sign and signified, to each other, are the very key to the success or the undoing of our catechesis in the Church.
In like manner a similar semiotic minefield surrounds the phrase I mentioned a few minutes ago, “Ordinary things set aside for extraordinary purposes." To the ears of a Protestant, this may still indicate an arbitrariness that we as Catholics do not and cannot mean. In fact, it might be more accurate in our catechesis to reverse the phrase to emphasize the disjunction between Catholic and Protestant thinking on this point. While it might overstate the point, suggesting that the primary created purpose of water is to baptize, and the primary created purposes in God's order for bread and wine are to be the elements of Eucharist (and that the aspects of these materials that we may assume to be primary--such as their qualities of nourishment--are in fact secondary) might at least accomplish the shock in the listener necessary to convey that something very different is at stake in our Catholic metaphysic.
Let me put this a slightly different way, with a tangible example. If sacraments are like stop signs, then the Protestant understanding of "ordinary things set aside for extraordinary purposes" might lead to the following humorous, though analogous, misconstrual, whereby we stumble one way upon a field of stop signs, growing like wild pumpkins in a patch. We shout "Eureka!" because we see that we can pluck them and put them on our street corners to help with our traffic snarls, and that they will work much better than the daisies we had been using.
A stop sign is not an "ordinary thing" in that sense. It does not occur naturally and then get set aside within a meaningful system for a new purpose. Instead it arises precisely out of the meaningful system itself. The "ordinary" place for a stop sign is no other place than a street corner -- in any other context (such as the wall of a dorm room), it is "extraordinary."
In a similar manner, we can argue that a sacrament is not an "ordinary" thing in the sense of a pumpkin in a patch. Instead, a sacrament is most "ordinary" in its sacramental and liturgical context. Thus water, wine, bread, and oil are not "set aside" to be used as sacraments, but are only "set aside" from their ordinary purpose when they are not being sacramental.
Again, to make such statements may ultimately overstate the case, semiotically. However, for our catechesis to become more effective, we might explore such shocking hyperbole, at least for its pedagogical utility.
Even if we ultimately reject such hyperbolic flourish, however, I will continue to maintain that our articulation of the sacraments, Eucharist and the others, to ourselves and our catechumens, would benefit from a thorough examination of how what we are saying is being heard, in light of the reality of the disparate and divergent Protestant metaphysics which surround us, and from which the majority of our catechumens come.
I look forward very much to your responses. Thank you for your time.
1 Catechism of the Catholic Church [CCC] 1131, cf United States Catholic Catechism for Adults [USCCA or "Compend"] p. 169.
2 Both quotations are anecdotal, and are a distillation of several conversations had in the presence of the author.
3 USCCA p. 168.
n.b., some definitions: As explicated in the footnotes below, "CCC' and "USCCA" refer to various Catholic Catechisms. "RCIA" is the "Rite of Christian Initiation for Adults," the process by which adults are brought into the Catholic faith. The "mandatum" is an affirmation between instructor and Bishop that one's teaching will not be contrary to the doctrines and orthodoxy as defined by the Magisterium of the Catholic Church. In Catholicism a Deacon is a specific ordained office of the Church, charged with care of the poor, teaching, and the sharing of Scripture. "Zwinglianism" refers to Ulrich Zwingli and his followers, whose ideas were very influential during the Reformation. Zwingli is probably most famous for his debate with Martin Luther over the presence of Christ in the Eucharist. Zwingli hewed to the verse, "Do this in memory of me," while Luther repeated and eventually carved into the table in front of him and pointed repeatedly to the verse, "This is my body." So it goes.
This is a preliminary version. I plan to revise it for publication in the next few months. Please treat it as copyrighted, though you are welcome to contact me if you find a portion of it useful and would like to use it in your work. Thanks for reading!
I come before you today as an inhabitant of two very distinct worlds: in the first place, I am a Roman Catholic who teaches actively in my parish's RCIA program. I am an adjunct at Aquinas College, the local Dominican school in Nashville, and I have been given the mandatum by my local Bishop. So I am very firmly involved in this sphere of the Catholic world.
In the second place, I am also an assistant professor at a small, historically African-American Baptist seminary in Nashville, and my theological training has been exclusively through Protestant-based programs (I attended a Presbyterian seminary, and Vanderbilt, where I did my doctorate, is formerly Wesleyan, though it is now considered non-denominational).
Needless to say, these two distinct worlds offer quite a range from which to reflect upon the similarities and differences of Catholic and Protestant teaching and practices, and it is from such reflections that I offer my comments this afternoon. The time does not allow me to be as comprehensive as I would like, but perhaps what I offer here can be expanded in the question and answer portion, and will blossom into further conversations after the conference. We shall see.
In particular today I want to comment on the sacrament of the Eucharist. In RCIA, Eucharist is described and articulated in certain ways that, while technically correct, may lead to profound misunderstandings among those former Protestants who are contemplating making the journey to the Catholic faith, or who are already on it. So I hope this paper will both raise some awareness about these difficulties of understanding, and how they might be avoided, as well as offering a more refined language of articulation for both extra- and intra-Catholic dialogue.
The various Catechisms I consulted (the CCC and the US Compend) offer the following core definition: "The sacraments are efficacious signs of grace, instituted by Christ and entrusted to the Church, by which divine life is dispensed to us."1 The CCC adds, "The visible rites by which sacraments are celebrated signify and make present the graces proper to each sacrament." This definition, and the discussions that follow it in the various catechisms are, I think, exact and helpful when treated in their context.
However, in my experience in RCIA, my fellow deacons and teachers will often not use the language of the Catechism I quoted a moment ago. Instead they substitute a phrase that, on the surface, may seem interchangeable, but (I submit) is not. This phrase is that the sacraments are, "An outward sign of an inward grace." Additionally, I should note that individuals going through catechesis have relayed to me that they have been told that the sacraments are, "ordinary things used for extraordinary purposes."2
Again, on the face of them, and in a proper context, these two statements are correct and proper. However, I want to highlight how they might be, and often are, heard by curious Protestants. To do this, I am going to take a quick detour through the discipline of semiotics, the "science of signs" popularized a little over a century ago by Charles Pierce, Ferdinand de Saussure and others. Semiotics, at its simplest, is a discipline which explores the relationship of communicative or symbolic systems and the things or states of affairs to which such systems refer. In semiotic parlance, respectively, the symbols referring are "signs," and the things or states of affairs referred to are "signifieds."
Without getting too technical, what is important to get out of this is that I am going to argue that Catholics and Protestants understand the "signs" and "signifieds" of the Eucharist very differently, and unless this difference is attended to properly, our attempts to articulate the Eucharist to inquirers will continue to lead to profound (and at points heretical) misunderstandings.
The language of the Catechism is careful to articulate that the relation between sign and signified in sacraments such as the Eucharist is not an arbitrary relation. When the Catechism defines the sacraments as signs "efficacious... and instituted..." to "make present the graces proper to each sacrament" this non-arbitrary relationship is stressed. The signs (the visible objects, the communicative elements) are non-interchangeable in such an articulation. There is a direct connection between (to use the words of the US Compend) the "visible reality [of] their outward expression" and the "invisible reality... [God's] gracious gift in redeeming us."3
The difficulty I keep seeing is that those coming to us from various Protestant faiths are coming from metaphysical systems that function with a very different relation between sign and signified. Take, for example, the Zwinglian forms of Eucharistic understanding (of which my Baptist students are prime examples). The language of the Baptist faith has dispensed with the notion of "sacrament" entirely, preferring instead to refer to the "Lord's Supper" and Baptism as "ordinances." The ordinances are, in the language of semiotics, signs without signifieds. In other words, when a believer is baptized or receives cracker and juice in a Baptist context, the metaphysic at work is that there is no "invisible reality," in the sense of the Catechism's understanding, at work. The actions performed are not "empty" in the sense that, for the Zwinglian (Baptists and others) the actions are commemorative (i.e., Jesus asked us to do them, so we do them). They are not, however, efficacious in the manner articulated by the Catechism.
While not all Protestant traditions are Zwinglian in this manner, many of them share this distrust of the efficacious and instituted relation between sign and signified. Hence, for example, the stories I would occasionally hear during my years at seminary about youth groups on mission trips substituting Coca-Cola and snack crackers in ad-hoc "Eucharists" presided over by (I would suggest) overly-enthusiastic youth pastors. The common denominator here among both the Zwinglian and non-Zwinglian Protestant traditions is a certain arbitrariness between the sign and signified in the sacraments. In other words, the "visible signs" that point to the "invisible realities" are, to a greater or lesser extent, understood to be interchangeable.
The roots of this arbitrariness are, of course, historically proper to the development of Protestantism in its many forms. It is precisely by loosening the "efficacious and instituted" relationship between sign and signified that allows the various Protestant metaphysical systems to claim quasi-Apostolic and grace-fully constituted practices. While I disagree ultimately with the veracity of such claims, it is not the place of the present discussion to argue the merits of such historical developments in Protestantism. Rather, I want to use these historical conditions to emphasize my point that inquirers from Protestantism must, as a result of these conditions, hear our articulation of the sacrament of the Eucharist differently than we intend it, as Catholics, to be heard.
So, for example, when we teach about the Eucharist, we teach that the grace efficaciously associated with the elements of wafer and wine enact a change in the state of the recipient with regard to sin and grace. In simple language, the sign is effective because it signifies a reality (Christ), which alters the reality of the recipient. Thus, when we talk about "outward sign" here, we Catholics have in mind something akin to the vows of a marriage or the conferring of an academic degree: the action, while symbolic, if inextricably tied to the unseen but present change in the reality of the recipient (i.e., one becomes espoused, or becomes a doctor, etc.).
This is not the way in which the word "sign" is heard, however, by those raised in Protestant metaphysical systems. In many Protestant understandings, efficacious change in the life of the believer never occurs (in the Baptist traditions of my students, for example, there is an active debate in the hymnals as to whether the sinner is "washed" or "covered" by the blood of the Lamb. In the former, the sin is changed through being washed clean; in the latter, the sin is ever-present in the believer, though rendered invisible to the Father through the actions of the Son). Even in those Protestant communities where some measure of change is understood to take place (e.g., Methodism, Episcopalianism, Lutheranism), there is a level of divorce between the sign performed and the change signified. I would offer that these bifurcations of sign and signified, in their many manifestations, arise from the historic objections to the sacraments and indeed the Church itself, as "instituted" in the sense meant by Catholic understanding.
Thus our catechumens will hear our simple explanation that a sacrament is "an outward sign of an inward grace" not, as we intend it (i.e., "this is the necessary, efficacious and instituted sign of the signified reality of grace"), but rather through these Protestant metaphysics I have described (i.e., "this is the unimportant, arbitrary and ultimately dispensable symbol that points to what is truly important: the invisible reality that operates apart from all 'institutions of men'").
Even more than this, it has seemed in my observations that (and this is true even with cradle Catholics) our catechists in RCIA have themselves begun to adopt the semiotic bifurcations of our Protestant cousins. By this I mean that as the catechumens ask for explanations of our definitions, I have seen catechists grapple for language and the metaphysic they come up with is not the one we have been discussing here, as articulated in the Catechisms. Rather, they find ready to hand the articulations that are prevalent in the southern-Protestant culture in which I am, and everyone around me is, swimming.
The result is that our RCIA catechesis itself minimizes and obscures the essential metaphysical and doctrinal differences at work in our articulations of the reality of the sacraments. Cradle Catholics may fail to spot this due to a lack of depth in understanding the various Protestant traditions out of which our catechumens are coming, and the profound differences in metaphysics at work among them. Conversely, catechists like myself who have been reconciled to the Church out of various Protestant traditions may ourselves misunderstand Catholicism at these essential points of difference. In other words, our catechesis can suffer greatly by being either too Protestant or too Catholic.
Where I hope this discussion of semiotics will prove most helpful is in encouraging us to take a step back and consider the many ways in which these terms "outward sign" and "inward grace" can be heard. The meaning of these terms, and how they are understood to relate, as sign and signified, to each other, are the very key to the success or the undoing of our catechesis in the Church.
In like manner a similar semiotic minefield surrounds the phrase I mentioned a few minutes ago, “Ordinary things set aside for extraordinary purposes." To the ears of a Protestant, this may still indicate an arbitrariness that we as Catholics do not and cannot mean. In fact, it might be more accurate in our catechesis to reverse the phrase to emphasize the disjunction between Catholic and Protestant thinking on this point. While it might overstate the point, suggesting that the primary created purpose of water is to baptize, and the primary created purposes in God's order for bread and wine are to be the elements of Eucharist (and that the aspects of these materials that we may assume to be primary--such as their qualities of nourishment--are in fact secondary) might at least accomplish the shock in the listener necessary to convey that something very different is at stake in our Catholic metaphysic.
Let me put this a slightly different way, with a tangible example. If sacraments are like stop signs, then the Protestant understanding of "ordinary things set aside for extraordinary purposes" might lead to the following humorous, though analogous, misconstrual, whereby we stumble one way upon a field of stop signs, growing like wild pumpkins in a patch. We shout "Eureka!" because we see that we can pluck them and put them on our street corners to help with our traffic snarls, and that they will work much better than the daisies we had been using.
A stop sign is not an "ordinary thing" in that sense. It does not occur naturally and then get set aside within a meaningful system for a new purpose. Instead it arises precisely out of the meaningful system itself. The "ordinary" place for a stop sign is no other place than a street corner -- in any other context (such as the wall of a dorm room), it is "extraordinary."
In a similar manner, we can argue that a sacrament is not an "ordinary" thing in the sense of a pumpkin in a patch. Instead, a sacrament is most "ordinary" in its sacramental and liturgical context. Thus water, wine, bread, and oil are not "set aside" to be used as sacraments, but are only "set aside" from their ordinary purpose when they are not being sacramental.
Again, to make such statements may ultimately overstate the case, semiotically. However, for our catechesis to become more effective, we might explore such shocking hyperbole, at least for its pedagogical utility.
Even if we ultimately reject such hyperbolic flourish, however, I will continue to maintain that our articulation of the sacraments, Eucharist and the others, to ourselves and our catechumens, would benefit from a thorough examination of how what we are saying is being heard, in light of the reality of the disparate and divergent Protestant metaphysics which surround us, and from which the majority of our catechumens come.
I look forward very much to your responses. Thank you for your time.
1 Catechism of the Catholic Church [CCC] 1131, cf United States Catholic Catechism for Adults [USCCA or "Compend"] p. 169.
2 Both quotations are anecdotal, and are a distillation of several conversations had in the presence of the author.
3 USCCA p. 168.





